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Fair Fund
A Fair Fund is a fund established by the U.S. Securities and Exchange Commission (SEC) to distribute disgorgements (returns of wrongful profits) and penalties (fines) to defrauded investors. Fair Funds were established by the Sarbanes-Oxley Act of 2002.
== Purpose ==
Fair Funds hold money recovered from an SEC case, then choose how to distribute the money to defrauded investors, and does so, then terminates.
Note that disgorgement is a remedy (it rights a wrong – it gives profits where they are due) while a penalty is a punishment (it punishes the fraud independently of, and, in combination with disgorgement, over and above their illegal gains). The distribution of disgorgements by the SEC existed prior to Fair Funds; the distribution of ''penalties'' is what is novel about Fair Funds. In the absence of penalties, the SEC may instead use a Disgorgement Plan to distribute the disgorgement.
抄文引用元・出典: フリー百科事典『 ウィキペディア（Wikipedia）』
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